Summary of Tactical Responsibilities Incl:

• Initial assessment of referrals of unusual transaction activity;
• Report and analyze unusual documentation and/or information and/or query and/or transaction to/with Manager Investigations and Transaction Monitoring;
• Adjust risk parameters to ensure exposure falls within the platform’s risk appetite;
• Participate in applicable compliance training;
• Follow and implement KYC/AML/CTF and Sanctions-related policies, laws and regulations.
• Carry out cross-departmental communication when the need arises.
• Liaise with AML Analysts and/or users in respect of additional information required in order to verify

the presence of ML/TF concerns when required.

• Undertake evaluation and communicate findings and decisions to respective case stream team leader;escalate and/or discuss with the Head of Investigations where required.

In addition to the skill set preferred requirements listed below the incumbent must be able to work independently with minimum supervision, (seeking guidance as required) and confident in making decisions as delegated by the Investigations Team and Head of Investigations.

Knowledge:

• University education (preferred);
• Experience in the compliance field;
• Fair understanding or ability to understand AML/KYC/CTF related policies, laws and regulations,

including enhanced due diligence, (CDD/EDD) and Sanctions;

• Basic knowledge of blockchain technology, (enhanced in the role);
• CAMS/CBP designation (preferred)

Skills:

• Excellent written and verbal communication skills
• Ability to source and understand the content of documentation in various languages, types and forms
• Demonstrated critical-thinking skills, (decision-making)
• Demonstrated attention to detail, accuracy and consistency
• Self-motivated (ability to take initiative)
• Proficient IT skills (Chrome, Open Search, Google Docs, Gmail, Word, Excel, etc.)
• Organizational understanding (enhanced in the role)